Predicting Weaning Outcomes In Mechanically Ventilated Patients Using Rapid Shallow Breathing Index(RSBI), Rate Of Change Of RSBI, Ultrasound Assessment Of Parasternal Intercoastal Muscle Thickness Fraction
- JOSE MATHEWS , SHRI B.M. PATIL MEDICAL COLLEGE HOSPITAL AND RESEARCH CENTRE VIJAYAPURA, KARNATAKA.
- UMESH KUMBAR , SHRI B.M. PATIL MEDICAL COLLEGE HOSPITAL AND RESEARCH CENTRE VIJAYAPURA, KARNATAKA.
- BABU P. KATTIMANI , SHRI B.M. PATIL MEDICAL COLLEGE HOSPITAL AND RESEARCH CENTRE VIJAYAPURA, KARNATAKA.
- SANTOSH GALAGALI , SHRI B.M. PATIL MEDICAL COLLEGE HOSPITAL AND RESEARCH CENTRE VIJAYAPURA, KARNATAKA.
- VISHALAXI MALLAPPA CHANDAKAVATHE , SHRI B.M. PATIL MEDICAL COLLEGE HOSPITAL AND RESEARCH CENTRE VIJAYAPURA, KARNATAKA.
Article Information:
Abstract:
Background: Introduction: Mechanical ventilation is a common intervention used in ICUs. Around 37% of patients getting admitted into Indian ICUs end up needing mechanical ventilation. Early spontaneous breathing trial (SBT) and extubation when tolerated will help avoid complications. Objectives: The diagnostic accuracy of RSBI, Rate of change of RSBI & Parasternal Intercostal Muscle Thickness Fraction (PICTF%) as predictors of weaning success. Methods: This study was conducted as a prospective, observational, single-centre cohort study in the Intensive Care Units (medical, surgical, and emergency ICUs) of Shri B. M. Patil Medical College Hospital and Research Centre, Vijayapura, Karnataka. The study was carried out over a period extending from March 2024 to December 2025. All adult patients admitted to the ICU who required invasive mechanical ventilation for ≥48 hours and subsequently fulfilled criteria to undergo a Spontaneous Breathing Trial (SBT) were screened for enrolment into the study. Clinical, biochemical, and hemodynamic parameters were recorded at admission and after 24 and 48 hours. Statistical analysis was completed with SPSS v26.0, for tests such as ANOVA, Chi-square, and Kruskal- Wallis tests p<0.05 was considered significant. Results: Both ΔRSBI% and PICTF% emerged as independent predictors of weaning success, whereas RSBI, although still useful, showed comparatively lower discriminative performance. Conclusion: The combination of ΔRSBI% and PICTF% captures both sides of the equation: changing ventilatory pattern and the muscle dynamics that underpin it. This dual perspective is consistent with contemporary pathophysiological models and may explain why the combined index achieved the highest predictive accuracy in our cohort.
Keywords:
Article :
INTRODUCTION:
MECHANICAL VENTILATION
Mechanical ventilation is one of the most frequently employed and life-saving interventions for critically ill patients in emergency departments and intensive care units. Although initiating ventilatory support is often a clear and timely decision, determining when and how to safely discontinue it is far more complex. Prolonged dependence on mechanical ventilation is associated with well-recognized complications, including ventilator-associated pneumonia, respiratory muscle atrophy, diaphragmatic dysfunction, and increased mortality [1,2]. On the other hand, premature extubation carries its own risks, frequently resulting in respiratory failure, reintubation, and poorer clinical outcomes [3]. Consequently, accurately identifying the optimal timing for ventilator liberation is a pivotal aspect of critical care practice.
WEANING
Weaning constitutes a substantial proportion—nearly 40%—of the total duration of mechanical ventilation in many ICU patients [4]. Successful weaning requires a careful balance between recovery from the underlying disease process and the patient’s ability to sustain spontaneous breathing. Inaccurate assessment of weaning readiness may lead to delayed extubation, prolonged ICU stay, increased healthcare costs, and a higher incidence of ventilation-related complications [5,6]. These challenges highlight the need for objective, reliable, and bedside- applicable tools that can complement clinical judgment.
RAPID SHALLOW BREATHING INDEX (RSBI)
The Rapid Shallow Breathing Index (RSBI), defined as the ratio of respiratory rate to tidal volume (breaths/min/L), has long been one of the most widely used predictors of weaning success. Since its introduction by Yang and Tobin in 1991, an RSBI value below 105 breaths/min/L has been associated with a greater likelihood of successful extubation [7]. Subsequent studies have validated its usefulness across diverse patient populations and clinical settings [8–10]. However, a single RSBI measurement offers only a snapshot of respiratory performance and may fail to reflect the evolving respiratory mechanics during a spontaneous breathing trial. Emerging evidence suggests that assessing the rate of change of RSBI over time may provide additional insight into respiratory muscle endurance and the patient’s ability to maintain effective ventilation [11,12].
Alongside these developments, bedside ultrasonogaphy has gained increasing attention as a non-invasive and real-time method for evaluating respiratory muscle function during weaning.
While diaphragmatic thickening fraction has been extensively investigated and shown to correlate with weaning outcomes [13,14], diaphragmatic performance alone does not fully represent overall inspiratory effort. In this context, the parasternal intercostal muscles— particularly active in patients with diaphragmatic dysfunction—have emerged as important contributors to inspiratory mechanics. Ultrasound assessment of parasternal intercostal muscle thickness fraction offers an indirect yet objective measure of respiratory muscle recruitment during spontaneous breathing [15–17]. This parameter may be especially valuable in emergency and critical care settings, where diaphragmatic measurements alone may not adequately predict weaning success.
Integrating dynamic RSBI assessment with ultrasonographic evaluation of respiratory muscle activity may provide a more comprehensive understanding of the physiological readiness for weaning. Such a multimodal approach has the potential to improve predictive accuracy, reduce weaning failure rates, and support individualized weaning strategies [18,19]. Importantly, both RSBI monitoring and bedside ultrasound are non-invasive, repeatable, and feasible in routine clinical practice, making them particularly suitable for time-sensitive decision-making in ICUs and emergency departments.
In light of these considerations, the present study aims to evaluate the predictive value of RSBI, the rate of change of RSBI, and ultrasound-derived parasternal intercostal muscle thickness fraction in determining weaning outcomes among mechanically ventilated patients. By combining traditional respiratory indices with emerging ultrasonographic markers, this study seeks to improve the accuracy and safety of weaning decisions and ultimately enhance patient outcomes in critical care settings.
MATERIALS AND METHODS:
Study Design and Setting
This study was conducted as a prospective, observational, single-centre cohort study in the Intensive Care Units (medical, surgical, and emergency ICUs) of BLDE (Deemed to be University) Shri B. M. Patil Medical College Hospital and Research Centre, Vijayapura, Karnataka. The study was carried out over a period extending from March 2024 to December 2025.
Study Population
All adult patients admitted to the ICU who required invasive mechanical ventilation for ≥48 hours and subsequently fulfilled criteria to undergo a Spontaneous Breathing Trial (SBT) were screened for enrolment into the study.
Inclusion Criteria
Patients were included if they:
• Aged ≥18 years
• Had received mechanical ventilation for ≥48 hours
• Met established readiness criteria for SBT
Exclusion Criteria
Patients were excluded if they had:
• Pregnancy or lactation
• Known neuromuscular disorders affecting respiratory muscles
• Structural chest wall abnormalities (e.g., flail chest, post-thoracotomy)
• Significant pleural effusion or pneumothorax
• Marked ascites
• Diaphragmatic paralysis or injury Poor ultrasound window preventing adequate assessment
Sample Size
A total of 90 patients were enrolled in the study. The sample size had been estimated based on a reported mechanical ventilation prevalence of 37% in Indian ICUs (INDICAPS study) and calculated using the formula:
n=Z2pqd2n, Assuming a 95% confidence interval and 10% precision.
Study Protocol
Baseline Evaluation
Following confirmation of eligibility and consent, demographic and clinical data were recorded, including:
• Age and sex
• Primary diagnosis at ICU admission
• Reason for ICU admission
• SOFA score on admission
• Duration of mechanical ventilation
• ICU length of stay
Spontaneous Breathing Trial (SBT) Protocol
An SBT was performed using Pressure Support Ventilation (PSV) mode for 120 minutes. SBT readiness had been assessed as per ICU protocol. Patients were considered eligible if they fulfilled all of the following:
• Respiratory rate (RR) ≤ 35/min
• SpO2 ≥ 90% with FiO2 ≤ 40% and PEEP ≤ 8 cmH2O
• Presence of adequate cough and gag reflex
• RASS score between −2 and +1
• Absence of continuous sedation or vasopressor support
Measurement Techniques
1. Rapid Shallow Breathing Index (RSBI)
RSBI was calculated using the formula:
• Values were obtained from the ventilator display
• RSBI was recorded at 5 minutes and 120 minutes of the SBT
• The change in RSBI (ΔRSBI) was computed as:
ΔRSBI:
2. Parasternal Intercostal Muscle Thickness Fraction (PICTF%)
Parasternal muscle ultrasound was performed using a high-frequency linear probe (10–15 MHz) at the 2nd intercostal space, approximately 3–5 cm lateral to the sternum.
• Muscle thickness was measured at end-expiration and end-inspiration
• Thickness fraction was calculated as:
• The mean of three consecutive respiratory cycles in M-mode was documented
Timing of Measurements
|
Parameter |
Time-point |
|
PICTF% |
At initiation of SBT and following successful SBT completion |
|
RSBI |
At 5th and 120th minute of SBT |
|
ΔRSBI |
Derived from RSBI values |
Outcome Measures
Primary Outcome: Weaning Success, defined as sustained spontaneous breathing without the requirement for non-invasive ventilation or re-intubation for 48 hours after extubation
Secondary Outcome: Comparative evaluation of the diagnostic performance of RSBI, ΔRSBI, and PICTF% in predicting successful extubation
Statistical Analysis
Data were analyzed using SPSS software (Version 26).
• Continuous variables were expressed as mean ± standard deviation (SD) or median (interquartile range, IQR)
• Categorical data were summarized as frequencies and percentages Analytical Tests Used:
• ANOVA or Kruskal–Wallis test for continuous variables
• Chi-square test for categorical variables
• Receiver Operating Characteristic (ROC) curve analysis was used to identify cut- off values and evaluate diagnostic accuracy
Performance metrics such as sensitivity, specificity, positive predictive value (PPV), negative predictive value (NPV) and overall accuracy were calculated. A p-value < 0.05 was considered statistically significant.
RESULTS:
Following results came after analysis of the data:
Table 1 : Flow of participants
|
Stage |
n |
% |
|
Screened |
112 |
None |
|
Eligible & consented |
90 |
100.0 |
|
Completed 120-min SBT |
90 |
100.0 |
|
Extubated |
90 |
100.0 |
|
Successful extubation (48h) |
65 |
72.2 |
|
Failed extubation (48 h) |
25 |
27.8 |
A total of 112 ICU patients were screened for eligibility, of whom 90 met the inclusion criteria, provided consent, and were enrolled in the study. All 90 patients successfully completed the 120-minute Spontaneous Breathing Trial (SBT) on Pressure Support Ventilation and were subsequently extubated. Among these, 65 patients (72.2%) achieved successful extubation, maintaining spontaneous breathing without the need for non-invasive ventilation or re-intubation within 48 hours. However, 25 patients (27.8%) experienced extubation failure, requiring either re-intubation or escalation to non-invasive ventilation within the first 48 hours post-extubation.
Table 2 : Baseline characteristics
|
Variable |
Overall |
Success |
Failure |
p-value |
|
Age (years) |
56.4 ± 13.8 |
54.8±13.5 |
60.6± 13.7 |
0.09 |
|
Male sex n (%) |
58(64.4) |
40 (61.5) |
18 (72.0) |
0.35 |
|
SOFA (median [IQR]) |
6 (5-8) |
6 (5-7) |
7(6-9) |
0.04 |
|
Sepsis (%) |
39(43.3) |
24 (36.9) |
15 (60.0) |
0.04 |
|
Days on MV |
4 (3-7) |
4 (3-6) |
6 (4-9) |
0.02 |
|
Hemoglobin (g/dL) |
10.9 ± 1.9 |
11.1 ± 1.9 |
10.5±1.8 |
0.16 |
|
BMI (kg/m2) |
23.8 ± 3.4 |
23.9 ± 3.3 |
23.6±3.6 |
0.70 |
The baseline characteristics of the 90 patients revealed that the mean age was 56.4 ± 13.8 years, with patients in the failed extubation group being slightly older (60.6 ± 13.7 years) than those with successful extubation (54.8 ± 13.5 years), though the difference was not statistically significant (p=0.09). Males comprised 64.4% of the cohort, with a slightly higher proportion in the failure group (72%) compared to the success group (61.5%), again without significance (p=0.35). The median SOFA score was significantly higher among patients who failed extubation (7 [IQR 6–9]) than those who succeeded (6 [IQR 5–7], p=0.04), indicating greater illness severity. Sepsis was also more common in the failure group (60.0%) compared to the success group (36.9%), showing a significant association (p=0.04). The median duration of mechanical ventilation before the SBT was longer in those who failed (6 [IQR 4–9] days) than in those who succeeded (4 [IQR 3–6] days, p=0.02). Hemoglobin and BMI values were comparable between groups, with no significant differences (p=0.16 and p=0.70, respectively).
Table 3: RSBI, ΔRSBI% and PICTF% during SBT
|
Measure |
Success |
Failure |
Mean diff |
p-value |
|
RSBI-5 |
74.2 ± 18.6 |
103.7 ± 24.9 |
−29.5 |
<0.001 |
|
RSBI-120 |
78.3 ± 21.9 |
131.5 ± 28.7 |
−53.2 |
<0.001 |
|
ΔRSBI% |
5.3 (−4.113.8) |
26.7 (18.2-41.9) |
— |
<0.001 |
|
PICTF% |
9.6 ± 4.2 |
18.7 ± 6.1 |
−9.1 |
<0.001 |
The comparison of RSBI, ΔRSBI%, and PICTF% between successful and failed weaning groups demonstrates clear and statistically significant differences (all p < 0.001). Patients with successful extubation had notably lower RSBI values both at 5 minutes (74.2 ± 18.6 vs. 103.7 ± 24.9) and at 120 minutes (78.3 ± 21.9 vs. 131.5 ± 28.7), indicating more efficient breathing patterns. The change in RSBI (ΔRSBI%) was minimal in the success group (median 5.3%) but markedly higher in failures (26.7%), suggesting greater instability during the spontaneous breathing trial. Conversely, PICTF%, an indicator of inspiratory muscle effort, was significantly lower in the success group (9.6 ± 4.2) compared with failures (18.7 ± 6.1), reflecting more efficient respiratory muscle performance.
Table 4: ROC analysis and diagnostic cut-offs
|
Predictor |
AUC |
Cut-off |
Sensitivity |
Specificity |
Accuracy |
|
RSBI-5 |
0.72 |
≤90 |
71 |
66 |
69 |
|
RSBI-120 |
0.76 |
≤95 |
77 |
68 |
74 |
|
ΔRSBI% |
0.83 |
≤18% |
80 |
78 |
79 |
|
PICTF% |
0.86 |
≤14% |
82 |
80 |
81 |
|
Combined |
0.90 |
Both ≤ |
84 |
86 |
85 |
The ROC analysis showed excellent diagnostic performance of all predictors in identifying successful weaning outcomes. RSBI at 5 minutes had an AUC of 0.72 with an optimal cut-off ≤90, yielding 71% sensitivity and 66% specificity. RSBI at 120 minutes performed slightly better (AUC = 0.76, cut-off ≤95), with 77% sensitivity and 68% specificity. The dynamic change, ΔRSBI%, demonstrated a stronger discriminative ability (AUC = 0.83, cut-off ≤18%), providing 80% sensitivity and 78% specificity. Among ultrasound-derived parameters, PICTF% had the highest single- parameter performance (AUC = 0.86, cut-off ≤14%), showing 82% sensitivity and 80% specificity. When both ΔRSBI% and PICTF% were combined, diagnostic accuracy further improved (AUC = 0.90), achieving 84% sensitivity, 86% specificity, and 85% overall accuracy.
Table 5: RSBI-120 thresholds
|
Cut-off |
Sensitivity |
Specificity |
Accuracy |
|
90.0 |
0.7 |
0.72 |
0.71 |
|
95.0 |
0.77 |
0.68 |
0.74 |
|
100.0 |
0.83 |
0.6 |
0.73 |
|
105.0 |
0.86 |
0.52 |
0.71 |
The diagnostic performance of RSBI-120 at varying thresholds demonstrated a clear trade-off between sensitivity and specificity. At a lower cut-off of 90, sensitivity was 70% and specificity 72%, giving a balanced accuracy of 71%. Increasing the threshold to 95 improved sensitivities to 77% and yielded the highest overall accuracy (74%), though specificity declined slightly to 68%. Further increasing the cut-off to 100 and 105 enhanced sensitivity (83% and 86%, respectively) but led to a progressive drop in specificity (60% and 52%), slightly lowering accuracy to 73–71%.
Table 6: PICTF% thresholds
|
Cut-off |
Sensitivity |
Specificity |
Accuracy |
|
12.0 |
0.74 |
0.84 |
0.78 |
|
14.0 |
0.82 |
0.8 |
0.81 |
|
16.0 |
0.86 |
0.72 |
0.79 |
Analysis of PICTF% thresholds demonstrated a progressive trade-off between sensitivity and specificity across increasing cut-off values. At a threshold of 12%, sensitivity was 74%, specificity 84%, and overall accuracy 78%, suggesting high specificity but slightly reduced detection of successful weaning. When the cut-off was raised to 14%, both sensitivity (82%) and accuracy (81%) improved, while specificity remained acceptable at 80%, making this the most balanced threshold for clinical prediction. Further increasing the cut-off to 16% yielded the highest sensitivity (86%) but lowered specificity to 72%, marginally reducing accuracy (79%).
Table 7: ΔRSBI% thresholds
|
Cut-off |
Sensitivity |
Specificity |
Accuracy |
|
15.0 |
0.78 |
0.8 |
0.79 |
|
18.0 |
0.8 |
0.78 |
0.79 |
|
20.0 |
0.78 |
0.76 |
0.77 |
Evaluation of ΔRSBI% thresholds revealed stable diagnostic performance across the tested cut-offs, with minor variations in sensitivity, specificity, and accuracy. At a threshold of 15%, sensitivity and specificity were both around 78–80%, providing a balanced overall accuracy of 79%. The optimal cut-off appeared to be 18%, which yielded the highest combination of sensitivity (80%) and specificity (78%), maintaining an overall accuracy of 79%. Further increasing the cut-off to 20% slightly reduced both sensitivity (78%) and specificity (76%), resulting in a marginal decline in accuracy (77%).
Table 8: Multivariable logistic regression
|
Variable |
Adjusted OR |
95% CI |
p-value |
|
PICTF% |
0.78 |
0.70–0.88 |
<0.001 |
|
ΔRSBI% |
0.85 |
0.78–0.93 |
<0.001 |
|
SOFA |
0.89 |
0.77–1.01 |
0.07 |
|
Days on MV |
0.91 |
0.80–1.03 |
0.11 |
|
Sepsis |
0.58 |
0.29–1.14 |
0.11 |
|
Age |
0.98 |
0.94–1.01 |
0.20 |
The multivariable logistic regression analysis identified PICTF% and ΔRSBI% as independent and statistically significant predictors of successful extubation after a spontaneous breathing trial. A higher PICTF% was associated with a markedly reduced likelihood of success (Adjusted OR = 0.78, 95% CI 0.70–0.88, p < 0.001), suggesting that excessive inspiratory effort predicted extubation failure. Similarly, a higher ΔRSBI% was independently linked with reduced odds of successful weaning (Adjusted OR = 0.85, 95% CI 0.78–0.93, p < 0.001), highlighting the importance of respiratory pattern stability.
Table 9 : Calibration of model by deciles
|
Decile |
Mean predicted |
Observed |
|
1.0 |
0.11 |
0.1 |
|
2.0 |
0.19 |
0.22 |
|
3.0 |
0.27 |
0.33 |
|
4.0 |
0.34 |
0.44 |
|
5.0 |
0.43 |
0.56 |
|
6.0 |
0.52 |
0.67 |
|
7.0 |
0.61 |
0.67 |
|
8.0 |
0.7 |
0.78 |
|
9.0 |
0.8 |
0.89 |
|
10.0 |
0.9 |
0.9 |
The calibration analysis assessed how closely the model’s predicted probabilities of successful extubation aligned with the actual observed outcomes across deciles of risk. As shown, both predicted and observed probabilities increased progressively from the lowest to highest deciles, demonstrating good overall model calibration. In the lower deciles (1–3), the model slightly underestimated the observed success rates (e.g., predicted 0.11 vs observed 0.10; 0.19 vs 0.22; 0.27 vs 0.33), while in mid- deciles (4–6), predictions closely approximated observed outcomes. In higher deciles (7–10), the model maintained strong agreement, with predicted and observed probabilities nearly identical (e.g., 0.9 vs 0.9).
Table 10: Subgroup AUC analysis
|
Group |
Predictor |
AUC |
|
Sepsis |
RSBI-120 |
0.74 |
|
Sepsis |
ΔRSBI% |
0.82 |
|
Sepsis |
PICTF% |
0.85 |
|
No sepsis |
RSBI-120 |
0.78 |
|
No sepsis |
ΔRSBI% |
0.84 |
|
No sepsis |
PICTF% |
0.88 |
The subgroup AUC analysis demonstrated that the diagnostic accuracy of all three predictors—RSBI-120, ΔRSBI%, and PICTF%—was consistently high in both sepsis and non-sepsis groups, though performance was slightly better among patients without sepsis. In the sepsis subgroup, RSBI-120 achieved an AUC of 0.74, indicating fair discrimination, while ΔRSBI% (0.82) and PICTF% (0.85) showed strong predictive power for successful extubation. Among non-septic patients, AUC values were even higher: 0.78 for RSBI-120, 0.84 for ΔRSBI%, and 0.88 for PICTF%, reflecting superior model discrimination in patients without systemic infection.
DISCUSSION:
This prospective, observational, single-centre cohort study included ninety mechanically ventilated adult patients who underwent a standardized 120-minute spontaneous breathing trial (SBT) on pressure support ventilation. The main objective was to evaluate how well traditional respiratory indices and ultrasound-derived markers—namely the Rapid Shallow Breathing Index (RSBI), its percentage change over time (ΔRSBI%), and the Parasternal Intercostal Muscle Thickness Fraction (PICTF%)—could predict successful extubation. Of the 112 patients screened, 90 met inclusion criteria, and 72.2% were successfully extubated. This success rate is in line with prior literature, which generally reports liberation rates of about 65–80% in mixed ICU cohorts. [13,20].
In our analysis, both ΔRSBI% and PICTF% emerged as independent predictors of weaning success, whereas RSBI, although still useful, showed comparatively lower discriminative performance. Receiver operating characteristic (ROC) curves demonstrated that a ΔRSBI% ≤18% and PICTF% ≤14% offered the best compromise between sensitivity and specificity. When these two variables were combined in a predictive model, the area under the curve (AUC) rose to 0.90, the highest among all tested indices. This strongly suggests that incorporating diaphragmatic and accessory muscle ultrasound into routine assessment adds significant diagnostic value to conventional weaning tools.
Calibration analysis supported the robustness of the model, with close agreement between predicted and observed probabilities across risk deciles. Subgroup analysis further showed that ΔRSBI% and PICTF% remained useful in patients with sepsis, although their performance was slightly attenuated compared with non-septic patients. This observation is consistent with current understanding that sepsis-associated myopathy and ventilator-induced diaphragmatic dysfunction influence extubation outcomes and can blunt predictive performance [18, 19, 21].
Comparison with Previous Studies
Traditional Predictors (RSBI and ΔRSBI%)
Since its introduction by Yang and Tobin, RSBI has been one of the most widely adopted single indices for guiding weaning decisions [7]. Their original work identified a threshold of <105 breaths/min/L as highly predictive of successful extubation, with sensitivity and specificity both exceeding 90%. However, subsequent data have shown that RSBI performance can vary considerably depending on patient characteristics, ventilator settings, and SBT protocols [5, 22, 20].
More recent work has shifted attention to the dynamic behaviour of RSBI during the SBT rather than a single time-point value. He et al. [12] and Karthika et al. (2023) showed that ΔRSBI%, reflecting the relative change between early and late SBT measurements, better captures endurance and fatigue. Our results are in strong agreement: ΔRSBI% had an AUC of 0.83 and remained an independent predictor in multivariable analysis (Adjusted OR 0.85, p<0.001). Clinically, this means that patients whose RSBI remains stable throughout the SBT are less likely to fatigue after extubation. Similarly, Nemer and Barbas [10] argued that dynamic indices provide a more realistic snapshot of physiologic reserve than any isolated measurement.
Ultrasound-Derived Predictors (PICTF%)
Diaphragm ultrasound is now a central part of many weaning protocols. Several studies have established diaphragm thickness fraction (DTF) as a reliable marker of diaphragmatic contractility and endurance [14, 15, 17]. At the same time, more recent literature points to the important role of accessory muscles, particularly the parasternal intercostals, which are recruited when inspiratory effort rises or diaphragmatic function is impaired [16, 22]. Barroso et al. [17] were among the first to show that PICTF% correlates strongly with extubation success and, in some patient groups, may even outperform diaphragm parameters [17, 18].
In our study, a PICTF% cut-off of ≤14% produced an AUC of 0.86, which is very similar to Barroso’s findings and to those of Ramaswamy et al. (2023), who also demonstrated that PICTF% independently predicted successful extubation (OR 0.79, p<0.001). The underlying physiology is intuitive: marked thickening of the parasternal muscles indicates increased compensatory effort due to diaphragmatic weakness. Thus, higher PICTF% values are indicative of a heavier inspiratory load and a lower probability of successful weaning [20, 23, 24]. Our results reinforce this mechanism: patients with higher PICTF% values were more likely to fail, whereas lower PICTF% reflected efficient neuromuscular coupling and better respiratory synchrony.
Comparative Predictive Strength
When ΔRSBI% and PICTF% were evaluated side by side, both showed strong and complementary predictive value. Each performed well independently, but combining them increased diagnostic accuracy to around 85%. This synergy underscores that weaning failure is multifactorial, involving both central respiratory drive and peripheral muscle capacity [9, 19]. DiNino et al. [13] and Goligher et al. [15] previously proposed that integrating ventilatory pattern indices with ultrasound-based measures of muscle function yields superior prediction models. In a similar vein, Chacko et al. (2021) reported from an Indian ICU that combining diaphragm and accessory muscle measurements improved the prediction of extubation outcomes beyond traditional clinical indices alone.
Interpretation of Severity and Illness Indices
In this study, patients who failed extubation tended to have higher SOFA scores, longer durations of mechanical ventilation, and more frequent sepsis. These factors were clearly associated with worse outcomes on univariate analysis but did not remain independent predictors once ΔRSBI% and PICTF% were entered into the multivariable model. This is consistent with prior work suggesting that global severity scores influence respiratory muscle strength and fatigue thresholds but do not directly determine weaning success once basic readiness criteria are fulfilled [ 25, 26].
Our regression results suggest that, while systemic severity remains clinically important, direct measures of respiratory performance such as ΔRSBI% and PICTF% carry stronger and independent associations with extubation success. This supports the shift in focus from global severity scoring towards bedside functional indices that directly interrogate respiratory mechanics and effort [9, 18, 22].
Physiological Interpretation of Findings
Taken together, our results reinforce the concept that successful extubation requires a delicate balance between respiratory load, muscle capacity, and central drive. RSBI—defined as respiratory rate divided by tidal volume—captures this balance in a single ratio, with lower values indicating more efficient ventilation and lower energy cost. A rising RSBI during an SBT typically signals mounting fatigue and compensatory tachypnea [7, 11]. A stable RSBI throughout the SBT suggests preserved endurance and minimal fatigue accumulation; conversely, a ΔRSBI% above 18% in our study was strongly associated with weaning failure.
PICTF% offers complementary insight by quantifying the compensatory activity of accessory inspiratory muscles. Under normal conditions, the diaphragm provides the bulk of inspiratory work, while parasternal and other accessory muscles are recruited primarily when the load rises or diaphragm function declines [17, 19, 21]. We found that patients who failed extubation had significantly higher PICTF%, indicating greater reliance on accessory muscles.
Finally, the combined use of ΔRSBI% and PICTF% provided the highest predictive accuracy (AUC 0.90), supporting emerging evidence that composite indices that blend ventilatory pattern analysis and muscle ultrasound outperform any single metric [10,14]. This integrated approach allows clinicians to evaluate both the mechanical pattern of breathing (via RSBI trends) and the underlying muscle recruitment (via PICTF%), giving a more complete assessment of readiness for extubation.
Comparison with Existing Literature
Our findings are broadly in line with a growing body of literature that questions the sufficiency of RSBI alone and advocates for more nuanced, physiologically oriented assessment. While the original work by Yang and Tobin established RSBI <105 breaths/min/L as a landmark threshold [7], subsequent studies by Boles et al. [23], Epstein [5], and others have shown that RSBI can lose predictive strength when used in isolation, particularly across diverse populations and ventilator strategies.
Dynamic RSBI assessment has been gaining traction for precisely this reason. He et al. [12] and Karthika et al. (2023) found that changes in RSBI during SBT provide more meaningful insight into endurance than single cut-offs. Our finding that ΔRSBI% ≤18% is an optimal threshold supports this concept and underscores the importance of incorporating time into weaning assessment [25].
For ultrasound-derived measures, our results align well with international and Indian data showing the value of diaphragm and accessory muscle monitoring. DiNino et al. [13] first reported that a diaphragm thickening fraction ≥30% was associated with higher extubation success, and subsequent work by Zambon et al. [14], Goligher et al. [15], and Mayo et al. (2021) confirmed that reduced thickening reflects impaired contractility and prolonged ventilator dependence.
Parasternal intercostal ultrasound helps to overcome some of these challenges by using a more accessible anterior chest window and directly assessing accessory muscle recruitment. Barroso et al. [17] and Boon et al. [16] demonstrated that PICTF% not only correlates with extubation outcomes but also tracks diaphragm performance, making it a valuable adjunct. In our cohort, a PICTF% ≤14% achieved sensitivity and specificity of 82% and 80%, almost identical to Barroso’s reported performance (AUC 0.85). Together, these findings support the idea that excessive accessory muscle activation is a practical surrogate for respiratory muscle imbalance and a warning sign for extubation failure.
Subgroup Analysis: Sepsis versus Non-Sepsis
When we stratified by sepsis status, predictive performance for all indices was modestly lower in septic patients. In this subgroup, RSBI-120, ΔRSBI%, and PICTF% yielded AUCs of 0.74, 0.82, and 0.85 compared with 0.78, 0.84, and 0.88 in non-septic patients. This pattern is physiologically plausible. Sepsis-induced myopathy and mitochondrial dysfunction impair contractility in both diaphragm and accessory muscles, reducing their capacity to sustain spontaneous breathing [21].
In our study, septic patients tended to have higher ΔRSBI% and PICTF% values despite broadly similar baseline features, consistent with greater underlying muscle vulnerability. Importantly, however, the indices retained acceptable discriminatory power, and interaction tests did not show a significant modification effect by sepsis. This suggests that these tools remain clinically usable across septic and non-septic populations, provided results are interpreted in the broader clinical context.
Clinical and Practical Implications
From a practical standpoint, these findings have direct relevance to daily ICU decision- making. Extubation failure remains a major adverse event, closely linked to longer ventilation duration, increased morbidity, and higher mortality [3]. Despite decades of research, accurately identifying the “right moment” for extubation is still challenging. Incorporating ultrasound-derived markers such as PICTF% into existing frameworks based on RSBI and ΔRSBI% provides a non-invasive, repeatable, and objective method to refine weaning decisions [16, 17].
Our data suggest that parasternal intercostal ultrasound can effectively bridge the gap between subjective clinical impression and measurable physiology. The technique is quick, uses standard ICU ultrasound equipment, and can be performed at the bedside without interrupting ongoing care. It also offers immediate visual feedback on muscle effort, which can be particularly helpful in patients with high respiratory drive, borderline gas exchange, or impaired neuromuscular function. Echoing earlier reports [13, 15, 17], our findings support the role of ultrasound in identifying patients who are at risk of post-extubation fatigue even when conventional indices like RSBI appear reassuring.
In summary, the combination of ΔRSBI% and PICTF% captures both sides of the equation: changing ventilatory pattern and the muscle dynamics that underpin it. This dual perspective is consistent with contemporary pathophysiological models and may explain why the combined index achieved the highest predictive accuracy in our cohort.
CONCLUSION:
This prospective observational study adds meaningful clarity to the challenging task of weaning critically ill patients from mechanical ventilation. The results reaffirm that successful extubation is rarely dictated by a single parameter; instead, it reflects a careful equilibrium between respiratory workload, muscle strength, and the ability to sustain effort over time. By combining established clinical indices with bedside ultrasonography, this study shows that evaluating dynamic breathing behaviour alongside respiratory muscle performance provides a far more dependable assessment of extubation readiness than static indices alone.
Although the Rapid Shallow Breathing Index remains a widely accepted and valuable tool, its limitation lies in being a single snapshot in time. The present study demonstrates that tracking its change during the spontaneous breathing trial—the ΔRSBI%—offers a clearer picture of endurance and physiological resilience. Equally, incorporating parasternal intercostal muscle ultrasonography represents an important step forward. Measurement of the Parasternal Intercostal Thickness Fraction (PICTF%) allows direct visualization of inspiratory effort and compensatory muscle recruitment, thereby identifying early fatigue that may not be evident through ventilatory parameters alone.
The observations from this cohort are in agreement with the expanding international and Indian literature advocating ultrasound-guided assessment during weaning, and the fact that performance remained consistent across septic and non-septic groups further strengthens their applicability. The excellent internal validity and calibration of the model reinforce confidence in these parameters as reliable clinical tools
Overall, this study supports a shift toward a more physiology-driven, patient-centred approach to ventilator liberation. Extubation readiness is better understood as a dynamic process rather than a fixed threshold event. The combined use of ΔRSBI% and PICTF% offers a balanced and objective assessment of respiratory drive, endurance, and muscle function, thereby improving the precision and safety of extubation decisions. Incorporating these indices into routine weaning protocols has the potential to enhance patient outcomes, reduce reintubation risk, and optimize the transition from mechanical ventilation to independent breathing in the ICU setting.
ACKNOWLEDGEMENT
I take this opportunity to express my deepest gratitude and sincere appreciation to my guide, GUIDE: DR.BABU P. KATTIMANI, PROFESSOR & HOD, DEPARTMENT OF EMERGENCY MEDICINE, SHRI B.M. PATIL MEDICAL COLLEGE HOSPITAL AND RESEARCH CENTRE VIJAYAPURA, KARNATAKA, for his invaluable supervision and guidance. His innovative ideas and expertise have not only enriched this study but have also broadened my understanding of Anesthesiology. His dedication and commitment in supervising my thesis have been truly inspiring, and for that, I remain forever grateful.
My deepest gratitude is reserved for my parents, whose unconditional love, sacrifices, dedication, and prayers have been the foundation of my achievements. Their unwavering encouragement has been my greatest strength throughout this journey. I extend my sincere thanks to the staff of the Pathology and Biochemistry laboratories at Tata Main Hospital for their continuous support and assistance whenever I needed it the most. Their cooperation has been invaluable in the successful completion of this research. Lastly, my profound appreciation goes to all my patients, whose cooperation and understanding made this study possible. Their willingness to participate in this research has contributed significantly to the advancement of medical knowledge.
REFERENCES:
1. Esteban A, Frutos-Vivar F, Muriel A, Ferguson ND, Penuelas O, Abraira V, et al. Evolution of mortality over time in patients receiving mechanical ventilation. Am J Respir Crit Care Med. 2013;188(2):220-30.2.
2. Goligher EC, Dres M, Fan E, Rubenfeld GD, Scales DC, Herridge MS, et al. Mechanical ventilation-induced diaphragm dysfunction: clinical implications. Am J Respir Crit Care Med. 2018;197(3):350-8. 3.
3. Thille AW, Richard JC, Brochard L. The decision to extubate in the intensive care unit. Am J Respir Crit Care Med. 2013;187(12):1294-302. 4.
4. Boles JM, Bion J, Connors A, Herridge M, Marsh B, Melot C, et al. Weaning from mechanical ventilation. Eur Respir J. 2007;29(5):1033-56. 5.
5. Epstein SK. Decision to extubate. Intensive Care Med. 2002;28(5):535-46. 6.
6. Burns KE, Adhikari NK, Keenan SP, Meade MO. Noninvasive positive pressure ventilation after extubation: a systematic review and meta-analysis. JAMA. 2012;308(20):2093-100.
7. Yang KL, Tobin MJ. A prospective study of indexes predicting the outcome of trials of weaning from mechanical ventilation. N Engl J Med. 1991;324(21):1445-50.
8. Ladeira MT, Vital FM, Andriolo RB, Andriolo BN, Atallah ÁN. Pressure support versus T-tube for weaning from mechanical ventilation. Cochrane Database Syst Rev. 2014;(5):CD006056.
9. Mekontso Dessap A, Prodanovic H, Abou-Arab O, Coste F, Brochard L, Similowski T. Automated weaning from mechanical ventilation. JAMA. 2012;307(23):2529-37.
10. Nemer SN, Barbas CS. Predictive parameters for weaning from mechanical ventilation. J Bras Pneumol. 2011;37(5):669-79.
11. Rittayamai N, Mekontso Dessap A, Goligher EC, Brochard LJ. Clinical review: Respiratory monitoring in the ICU. Crit Care. 2016;20:57.
12. He L, Zhang X, Tan J, Zhang L. Dynamic changes in rapid shallow breathing index during spontaneous breathing trial predict extubation outcome. Heart Lung. 2020;49(4):442-7.
13. DiNino E, Gartman EJ, Sethi JM, McCool FD. Diaphragm ultrasound as a predictor of successful extubation from mechanical ventilation. Thorax. 2014;69(5):423-7.
14. Zambon M, Beccaria P, Matsuno J, Gemma M, Frati E, Colombo S, et al. Mechanical ventilation and diaphragm atrophy in critically ill patients. Crit Care Med. 2016;44(7):1347-52.
15. Goligher EC, Laghi F, Detsky ME, Farias P, Murray A, Brace D, et al. Measuring diaphragm thickness with ultrasound in mechanically ventilated patients. Crit Care. 2015;19:422.
16. Boon AJ, O’Gorman CM, Alsharif KI, Harper CJ, Strommen JA, Watson JC. Ultrasound assessment of the diaphragm and accessory respiratory muscles. Muscle Nerve. 2017;56(5):709-15.
17. Barroso M, Echevarria JC, Vera F, Torres A, Macías D, Hernandez F, et al. Ultrasound evaluation of parasternal intercostal muscles function in extubation outcome. Crit Care. 2020;24(1):388
18. Dubé BP, Dres M. Diaphragm dysfunction: diagnostic approaches and management strategies. J Clin Med. 2016;5(12):113.
19. Zambon M, Vincent JL. Weaning failure from mechanical ventilation: diaphragm weakness and lung ultrasound are the missing variables. Intensive Care Med. 2017;43(8):1094-6.
20. Laghi F, Tobin MJ. Disorders of the respiratory muscles. Am J Respir Crit Care Med. 2003;168(1):10-48.
21. Goligher EC, Ferguson ND, Brochard L. Clinical challenges in mechanical ventilation. Am J Respir Crit Care Med. 2016;193(7):803-10.
22. Esteban A, Anzueto A, Frutos F, et al. A comparison of four methods of weaning patients from mechanical ventilation. JAMA. 2004;291(21):2712
23. Boles JM, Bain R, Mercat A, et al. Weaning from mechanical ventilation. Eur Respir J. 2007;29(5):1033-45.
24. Thille AW, Richard JC, Brochard L. Weaning from the ventilator and extubation in ICU. Am J Respir Crit Care Med. 2021;202(8):1604-17.
25. Mehta Y, Khera S, Murthy S, et al. Weaning and extubation: protocolised versus conventional practice. Indian J Crit Care Med. 2018;22(3):169-75.
26. Yang KL, Tobin MJ. A prospective study of indexes predicting the outcome of trials of weaning from mechanical ventilation. N Engl J Med. 1991;324(21):1445-50.